The Fiduciary Rule is Dead; Now What?
On March 15, the Fifth Circuit Court of Appeals found that the Department of Labor overstepped its authority by attempting to regulate financial advice and advisors. Moreover, the requirements to [...]
The Department of Labor’s Fiduciary Rule Causing Anxiety
In April 2016, the Department of Labor (DoL) released its much-anticipated regulation regarding the Conflict of Interest Rule for retirement investment accounts. Under the new rule, advisors will be held [...]